Financial Services Ombudsman

Other Activities

Supervision

FINSOM must inform the competent supervisory body or register of advisers of affiliated, refused or excluded companies (Art. 83 FinSA).

FINSOM may also exchange information, not accessible to the public, with FINMA, the supervisory organisation, the registration body, the reviewing body, and the FDF (Art. 88 FinSA).

Information

A mediation body recognised by the Federal Department of Finance (FDF) must also publish an annual activity report on commercial mediation (Art. 86 FinSA).